636 Works
[Book review] Trees and the law in Canada
David R. Witty
Book review
Re: Capital Market Modernization Taskforce Proposal
Mark Lokanan, Susan Liu, Kush Sharma & Navya Masannagari
Thank you for the opportunity to comment on the Capital Markets Modernization Taskforce (Taskforce) proposal. Our research team has done extensive scientific research on both the Investment Dealers Association of Canada (IDA) and its successor the Investment Industry Regulatory Organizations of Canada (IIROC). Twelve years of research on the IDA and IIROC' s enforcement of complaints provided valuable insights for our comments on the Taskforce’s proposal. Our comments will be limited to the IIROC’s enforcement...